Financial Industry Regulatory Authority ("finra", Formerly Nasd)

Regulator of broker-dealers

Based in DC

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AI Overview

With $780K in lobbying spend across 13 quarterly filings, Financial Industry Regulatory Authority ("finra", Formerly Nasd) is an active lobbying client. Their lobbying covers 1 issue area. Active from 2018 to 2020.

$780K
Total Spend
3
Years Active
1
Firms Hired
3
Lobbyists Deployed
1
Issues Lobbied

Spending Trend

View as table
YearLobbying Spend
2018$360K
2019$240K
2020$180K

Issues Lobbied

Financial

Lobbying Firms

Daly Consulting Group

Lobbyists

Justin DalyJason GogginsErik Johnson

What They Lobby About

These are actual descriptions from their quarterly lobbying disclosure filings, summarizing what they lobbied Congress and federal agencies about.Issue areas: Financial

  • •Financial reform legislation (not yet introduced)

Related Analysis

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Data Sources: Senate LDA Filings

Last updated: February 2026

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