Financial Industry Regulatory Authority, INC. (Finra)

Self-regulatory organization (SRO) which regulates U.S. member brokerage firms & exchanges

Based in DC

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AI Overview

With $290K in lobbying spend across 7 quarterly filings, Financial Industry Regulatory Authority, INC. (Finra) is an active lobbying client. Their lobbying covers 1 issue area.

$290K
Total Spend
1
Years Active
1
Firms Hired
4
Lobbyists Deployed
1
Issues Lobbied

Spending Trend

View as table
YearLobbying Spend
2025$290K

Issues Lobbied

Financial

Lobbying Firms

Checkmate Government Relations

Lobbyists

Frederick VaughanCharles McdowellChristopher LacivitaMuhammad Rahim

What They Lobby About

These are actual descriptions from their quarterly lobbying disclosure filings, summarizing what they lobbied Congress and federal agencies about.Issue areas: Financial

  • •Regulation of broker-dealers, securities industry, and markets.
  • •No specific bills. Regulation of broker-dealers, securities industry, and markets.

Related Analysis

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Data Sources: Senate LDA Filings

Last updated: February 2026

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