Financial Industry Regulatory Authority ("finra")

Self-regulatory organization (SRO) which regulates U.S. member brokerage firms & exchanges

Based in DC

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AI Overview

With $565K in lobbying spend across 20 quarterly filings, Financial Industry Regulatory Authority ("finra") is an active lobbying client. Their lobbying covers 1 issue area. Active from 2021 to 2025.

$565K
Total Spend
5
Years Active
1
Firms Hired
8
Lobbyists Deployed
1
Issues Lobbied

Spending Trend

View as table
YearLobbying Spend
2021$85K
2022$120K
2023$120K
2024$120K
2025$120K

Issues Lobbied

Lobbying Firms

Lobbyists

What They Lobby About

These are actual descriptions from their quarterly lobbying disclosure filings, summarizing what they lobbied Congress and federal agencies about.Issue areas: Financial

  • Regulation of broker-dealers, securities industry and markets
  • Issues related to the regulation of broker-dealers, securities industry, and markets

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Data Sources: Senate LDA Filings

Last updated: February 2026

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