Nasdaq Omx Group (Formerly "the Nasdaq Stock Market")

Trade-related proposals

Capital Market structure issues

Technology and market surveillance

H.R.4015 - Corporate Governance Reform and Transparency Act of 2017

S.2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act

Capital Market structure issues

Technology and market surveillance

H.R.4015 - Corporate Governance Reform and Transparency Act of 2017

S.2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act

H.R. 6139 - Improving Investment Research for Small and Emerging Issuers Act

H.R. 5749 - Options Markets Stability Act

H.R. 5877 - Main Street Growth Act, as amended

H.R. 5970 - Modernizing Disclosures for Investors Act

H.R.5970- Simplifying Disclosures for Investors Act

H.R. 5054- Small Company Disclosure Simplification Act of 2018

H.R. 2864- Improving Access to Capital Act

H.R. 4263

Capital Market structure issues

Technology and market surveillance

H.R.4015 - Corporate Governance Reform and Transparency Act of 2017

S.2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act

H.R. 5877 - Main Street Growth Act, as amended

H.R. 5970 - Modernizing Disclosures for Investors Act

H.R.5970- Simplifying Disclosures for Investors Act

H.R. 2864- Improving Access to Capital Act

Capital Market structure issues

Technology and market surveillance

H.R.4015 - Corporate Governance Reform and Transparency Act of 2017

H.R. 6139 - Improving Investment Research for Small and Emerging Issuers Act

H.R. 5749 - Options Markets Stability Act

H.R. 5877 - Main Street Growth Act, as amended

H.R. 5970 - Modernizing Disclosures for Investors Act

H.R. 5054- Small Company Disclosure Simplification Act of 2018

H.R. 2864- Improving Access to Capital Act

H.R. 4263- Regulation A+ Improvement Act of 2017

S. 488- JOBS and Investor Confidence Act of 2018

Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2016

Legislation on confidential filing and test the waters, Encouraging Public Offerings Act of 2017

Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018

Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, Options Markets Stability Act of 2018

Legislation on 10-Q optionality, Modernizing Disclosures for Investors Act of 2018

SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017

Section 31 Fee Overpayments, Section 31 Fee Overpayments of 2017 (Senate), Section 31 Fee Overpayments of 2017 (House)

Incentives for the trading of small cap stocks/ETFs

Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs

Financial transaction tax; Tax treatment of buybacks and dividends

Equity, fixed income market structure/Regulation NMS

Proprietary ownership and distribution of market data

Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017

Requiring transparency of short positions that match existing requirements on long position holders

Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry

Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018

Legislation related to short-sale transparency.

Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2016

Legislation on confidential filing and test the waters, Encouraging Public Offerings Act of 2017

Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018

Legislation on 10-Q optionality, Modernizing Disclosures for Investors Act of 2018

SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017

Section 31 Fee Overpayments, Section 31 Fee Overpayments of 2017 (Senate), Section 31 Fee Overpayments of 2017 (House)

Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs

Financial transaction tax; Tax treatment of buybacks and dividends

Equity, fixed income market structure/Regulation NMS

Proprietary ownership and distribution of market data

Requiring transparency of short positions that match existing requirements on long position holders

Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry

Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018

Legislation related to short-sale transparency.

Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019;

Legislation on confidential filing and test the waters, S. 536 - Encouraging Public Offerings Act of 2019;

Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S.2306 - Main Street Growth Act;

Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, Options Markets Stability Act of 2018;

Legislation on 10-Q optionality, H.R.4076 - Modernizing Disclosures for Investors Act;

Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold, H.R.3088 - Shareholder Protection Act of 2019;

SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017;

Incentives for the trading of small cap stocks/ETFs;

Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs;

Defend dual class structures;

Stock buybacks;

Financial transaction tax;

Tax treatment of buybacks and dividends;

Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;

H1B visa/immigration reform;

Equity, fixed income market structure/Regulation NMS;

Proprietary ownership and distribution of market data;

Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017; and

Requiring transparency of short positions that match existing requirements on long position holders.